Regulation NMS

Results: 1042



#Item
441Financial markets / Financial economics / Investment / Order / CLOB / U.S. Securities and Exchange Commission / Capital market / Finance / Stock market / Regulation NMS / United States Securities and Exchange Commission

PllhAIrnOFPICE: : MS. VlVlAN E. JONES OISTMCT ADMINl$TiUW

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Source URL: www.sec.gov

Language: English - Date: 2005-02-18 15:54:52
442Financial markets / Finance / Economy of the United States / Regulation NMS / United States Securities and Exchange Commission / Order / Algorithmic trading / Market maker / New York Stock Exchange / Financial economics / Stock market / Investment

Microsoft Word - dgweaver031105a.doc

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Source URL: www.sec.gov

Language: English - Date: 2005-03-14 17:13:58
443Investment / Stock market / Economy of the United States / Mathematical finance / Regulation NMS / United States Securities and Exchange Commission / New York Stock Exchange / Algorithmic trading / Order / Financial markets / Financial economics / Finance

EWT January 3 1,2005 Jonathan G. Katz Secretary

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Source URL: www.sec.gov

Language: English - Date: 2005-02-08 07:59:25
444Order / U.S. Securities and Exchange Commission / Market / Economics / Business / Knowledge / Stock market / CLOB / Regulation NMS

Jan[removed] : O7pm From-

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Source URL: www.sec.gov

Language: English - Date: 2005-02-03 15:44:11
445Regulation NMS / Market data / United States Chamber of Commerce / Financial economics / Federal Reserve System / Financial system / Finance / Financial regulation / Financial markets / Corporate crime / U.S. Securities and Exchange Commission

CHAMBER OF COMMERCE OFTHE UNITEDSTATESOF AMERICA

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Source URL: www.sec.gov

Language: English - Date: 2007-05-09 17:09:20
446Financial markets / Business / United States Securities and Exchange Commission / Financial regulation / Regulation NMS / Short selling / Order / Intermarket sweep order / Short / Stock market / Financial economics / Investment

1221 Avenue of the Americas New York,NY[removed]FEB[removed]February 7,2005

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Source URL: www.sec.gov

Language: English - Date: 2005-02-10 11:18:48
447Finance / Alternative Trading Systems / Dark liquidity / Regulation NMS / Securities Exchange Act / Order / Credit Suisse / Stock market / Algorithmic trading / Financial markets / Financial economics / Investment

Comment Letter on File No. S7-27-09

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Source URL: www.sec.gov

Language: English - Date: 2010-02-22 14:43:43
448Investment / Stock market / Dark liquidity / United States Securities and Exchange Commission / Order / Regulation NMS / Trading room / U.S. Securities and Exchange Commission / Alternative Trading Systems / Financial markets / Financial economics / Finance

SEC Dark Pool Response Letterhead

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Source URL: www.sec.gov

Language: English - Date: 2010-02-24 08:55:37
449Business / Finance / United States securities law / Self-regulatory organizations / Securities Exchange Act / Regulation NMS / London Stock Exchange / U.S. Securities and Exchange Commission / NASDAQ / United States Securities and Exchange Commission / Financial economics / Financial markets

September 14,2007 U.S. Securities and Exchange Commission 100 F Street, N.W. Washington, DC[removed]Attention: Ms. Nancy M. Morris, Secretary

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Source URL: www.sec.gov

Language: English - Date: 2007-09-17 14:11:47
450Investment / Stock market / United States Securities and Exchange Commission / Regulation NMS / Financial regulation / Short selling / Order / Arbitrage / National Market System / Financial markets / Financial economics / Finance

MEMORANDUM TO: File No. S7-10-04

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Source URL: www.sec.gov

Language: English - Date: 2005-04-14 17:14:20
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